Transition

Changing broker/dealers may be one of the most important decisions you make in your career. The transition process is just the stepping stone in our long-term commitment to helping you grow your practice and succeed. Centaurus employs a consultative process which helps us better understand your business, how it operates and how to prioritize your needs and objectives during the transition phase. Our expertise lies in knowing the inner-workings of the transition process and how to most effectively keep your business operating while minimizing interruptions to your practice.

Transition Specialist


To support you in your transition, Centaurus has a dedicated Transition Specialist that remains committed to providing you with continuous support, guidance and training until you become fully acclimated with our firm. Your Transition Specialist will coordinate training and access to our technology platform, provide information about products and services available to you and your staff, and offer suggestions for getting your accounts updated with Centaurus.

Helpful Compliance


The Centaurus Compliance Department is here to act as your ally, to help you stay compliant in an ever-evolving regulatory environment. We believe in taking a consultative approach. We work with our financial advisors to develop compliant solutions that fit your individual needs and goals. We also understand the importance of quick-turnaround. We are able to turnaround most advertising review requests within 24-48 hours.